Depo accounts are required for accounting, storage and operations with securities, as well as for exchange trading. They are open to individuals, legal entities and individual entrepreneurs.
It is necessary
- For all clients:
- - application for opening a depo account;
- - depositary agreement;
- - depositor's questionnaire;
- - power of attorney for the account manager.
- For individuals:
- - passport;
- - certificate of TIN assignment.
- For individual entrepreneurs:
- - passport;
- - certificate of state registration;
- - certificate of TIN assignment;
- - a certificate from Rosstat;
- - extract from USRIP;
- - a card with samples of signatures and seal impressions.
- For legal entities:
- - charter, articles of association with all amendments and additions;
- - certificate of state registration (OGRN);
- - certificates of amendments to the constituent documents;
- - certificate of registration with the tax authority (TIN);
- - a certificate from Rosstat;
- - decisions on the establishment of an enterprise and the appointment of top officials;
- - extract from the Unified State Register of Legal Entities;
- - a card with samples and signatures of the seal imprint;
- - copies of passports of the persons indicated in the card;
- - powers of attorney to manage the account.
Instructions
Step 1
First of all, decide on a depository to record ownership of securities. Study the offers of different banks: the list of services provided within the framework of depository services, tariffs for their provision. Choose the most favorable conditions for you. Please note that credit institutions have a license of a professional participant in the securities market to carry out depository activities.
Step 2
Then ask the bank or download from its official website the forms of documents on the basis of which depository accounting is maintained and a custody account is opened:
- application for opening a depo account;
- depositary agreement;
- the depositor's questionnaire;
- power of attorney for the account manager.
Fill out the forms and sign on your side.
Step 3
If you want to open a depo account for an individual, contact the depository with a passport or other identity document, a certificate of registration as a taxpayer (TIN) and signed documents in the form of a bank.
Step 4
When opening an account, an individual entrepreneur, in addition to a passport, will need notarized copies of a certificate of state registration, registration with tax authorities, a letter from Rosstat on the assignment of statistical codes. In addition, submit to the bank a card with samples of signatures and seal imprints and an extract from the Unified State Register of Individual Entrepreneurs, valid for 1 month from the date of issue, certified by a notary.
Step 5
To open a depo account for a legal entity, certify the following documents with a notary:
- charter, articles of association with all amendments and additions;
- certificate of state registration (OGRN);
- certificates of amendments to the constituent documents;
- certificate of registration with the tax authority (TIN);
- a certificate from Rosstat on the assignment of codes of all-Russian classifiers;
- a card with samples and signatures of the seal imprint;
- powers of attorney to manage the account.
Step 6
Obtain an extract from the Unified State Register of Legal Entities from the tax authority. Prepare and certify with the signature of the head and the seal of the organization copies of decisions on the creation of an enterprise, appointment of a director and chief accountant, as well as passports of persons who have been granted the right to manage an account and conduct depository operations.
Step 7
Send the prepared documents and forms for concluding an agreement for depository services and opening an account to the bank. After checking the completeness and signing the agreements, the depositary will open a depo account for you. Do not forget to notify the tax office, the Pension Fund and the Social Insurance Fund within 7 days.
