The federal law of the Russian Federation, which deals with aspects of the securities market, states that a non-professional investor has the right to carry out transactions on an organized stock market only in cooperation with a professional participant. You can choose your own broker or trustee. Commercial banks and investment companies are professional participants in the stock market in Russia. All other investors only through them have the right to speculate on the stock market.
Instructions
Step 1
If you are engaged in online trading, your investor application is first transmitted by the trading system to the broker, and only from him is sent to the trading platform. Professional participants are overseen by government regulatory bodies. The activities of each investment company are regulated by the Federal Service for Financial Markets of the Russian Federation. Commercial banks are subordinate to the Central Bank of Russia.
Step 2
When playing on Russian stock exchanges, you pay a certain percentage as a commission for brokerage services and carry out transactions on your own or through trust. In a trust, investors usually pay a percentage of their income. At the same time, your assets are managed by a professional participant, but the ownership remains with you as the owner of the assets.
Step 3
You can play semi-trust through an investment brokerage account. Thus, you get access to a comprehensive range of targeted services. At the same time, you can always get information and consulting support. Please note that such remuneration of the financial intermediary is provided, such as a percentage of the volume of transactions or a percentage of the income you received. Under semi-trust management, each professional participant offers lending services, providing analytical materials, information support, and access to the terminal in the dealing room.
Step 4
You, as a private investor, have the right to choose a financial intermediary among investment companies and commercial banks on your own. When choosing, be guided by the range of services offered and the optimal competitive percentage of remuneration for a professional intermediary. Check for the appropriate license, review copies of bylaws, review the balance sheet information. This way you will insure yourself against fraudsters. Remember that there is no insurance against global economic disasters.
